Sarbanes Oxley Books

Product DescriptionIn the last twenty years, the need for a financial expert to act as a witness and consultant to litigating attorneys has grown even more than litigation itself. This handbook includes all aspects of litigation services, including current environments, the process itself, a wealth of cases, how to prove damages, and practical considerations of court appearances. It thoroughly covers the fine points of trial preparation and testimony presentation. Also, discussion is offered for understanding Sarbanes-Oxley rulings and fraud investigations. Accountants and attorneys working in litigation will benefit from this book. Order from Amazon TODAY —> Litigation Services Handbook: The Role of the Financial Expert Share and Enjoy:  Read More →

Product Description Practical examples, sample reports, best practices and recommendations to help you deter, detect, and prevent financial statement fraud Financial statement fraud (FSF) continues to be a major challenge for organizations worldwide. Financial Statement Fraud: Prevention and Detection, Second Edition is a superior reference providing you with an up-to-date understanding of financial statement fraud, including its deterrence, prevention, and early detection. You will find A clear description of roles and responsibilities of all those involved in corporate governance and the financial reporting process to improve the quality, reliability and transparency of financial information. Sample reports, examples, and documents that promote a real-world understanding of incentives, opportunities, and rationalizations Emerging corporate governance reforms in the post-SOX era, including provisions of the SOX Act, global regulations and best practices, ethical considerations, and corporate governance principles Practical examples and real-world “how did this happen” discussions that provide valuable insight for corporate directors and executives, auditors, managers, supervisory personnel and other professionals saddled with anti-fraud responsibilities Expert advice from the author of Corporate Governance and Ethics and coauthor of the forthcoming Wiley textbook, White Collar Crime, Fraud Examination and Financial Forensics Financial Statement Fraud, Second Edition contains recommendations from the SEC Advisory Committee to reduce the complexity of the financial reporting process and improving the quality of financial reports. Order from Amazon TODAY —> Financial Statement Fraud: Prevention and Detection Share and Enjoy:  Read More →

Product Description The Audit Committee Handbook, Fifth Edition The classic handbook to audit committee responsibilities—completely updated to cover the latest guidance with practical insights on the new functions of the audit committee. Now containing the newest regulatory guidance impacting audit committees, including new chapters on audit oversight and updated discussions on fraud risk, the Fifth Edition helps your audit committee plan its agenda and achieve its mission in corporate governance. The Audit Committee Handbook, Fifth Edition guides you to: Understand the role and responsibilities of the audit committee with a general update and reality check on auditing cycle activities Identify the developments that impact audit committee practices and the most current techniques and strategies for committee meetings Develop a repertoire of effective strategies to help the board of directors discharge its fiduciary responsibility to shareholders Prepare a periodic assessment of professional development activities and an informed review of both audit processes and financial reporting processes A must-have for all audit committee members, board directors, corporate secretaries, CEOs, CFOs, and auditors involved in the accounting practices of their firms, The Audit Committee Handbook, Fifth Edition is the most authoritative work on audit committees in the marketplace. Order from Amazon TODAY —> The Audit Committee Handbook Share and Enjoy:  Read More →

Product Description he Sarbanes-Oxley Act was enacted by Congress in response to the major corporate, accounting and document destruction scandals that rocked the stock markets recently. To restore investor confidence, the act establishes a framework for corporate accountability, including strict new standards and penalties for violations in the areas of corporate governance, disclosures, audits, financial reporting and conflicts of interest. Although originally enacted only for public companies, the act is quickly becoming the “standard of care” for privately owned and not-for-profit companies, including health care organizations. The IRS and the Office of Inspector General are rapidly adopting the acts principles to raise the bar regarding corporate governance and management accountability, examining the independence of boards of directors, audit committees, the effectiveness of compliance programs for reporting information to management and directors, policies and procedures for document retention and destruction and treatment of whistleblowers in a company. This manual will review the act’s requirements and penalties, give practical solutions to assist in compliance with the act and the standards it has set for management and directors and examine the impact of the act on directors’ and officers’ liability insurance. In addition, this manual will provide attorneys with valuable information on the changes in ethical obligations due to Sarbanes-Oxley and their impact on the attorney client relationship. A special addition to this manual is the panel discussion by former government officials on effective responses to investigations in the era of heightened scrutiny of business practices. Order from Amazon TODAY —> Corporate Governance-sarbanes-oxley Act and More Share and Enjoy:  Read More →

Product DescriptionSharing secrets for the effective creation of auditing mechanisms for Health/Insurance Portability and Accountability Act of 1996 (HIPAA) compliant Oracle systems, this book demonstrates how the HIPAA framework provides complete security access and auditing for Oracle database information. Complete details for using Oracle auditing features, including auditing from Oracle redo logs, using system-level triggers, and using Oracle9i fine-grained auditing (FGA) for auditing of the retrieval of sensitive information, are provided. Examples from all areas of auditing are covered and include working scripts and code snippets. Also discussed are the use of the Oracle9i LogMiner to retrieve audits of database updates and how to implement all Oracle system-level triggers for auditing, including DDL triggers, server error triggers, and login and logoff triggers. Order from Amazon TODAY —> Oracle Privacy Security Auditing: Includes Federal Law Compliance with HIPAA, Sarbanes Oxley & The Gramm Leach Bliley Act GLB Share and Enjoy:  Read More →

Product DescriptionThe Guide to Internal Controls Under Section 404 of the Sarbanes-Oxley Act, Second Edition examines the mandate of Section 404 and subsequent rulemaking and guidance. The SEC rules implementing the statute require the management of public companies to assess the effectiveness of the company’s internal controls over financial reporting and the company’s auditor to report on and attest to management’s assessment of the internal controls. The Guide also examines the rules of the Public Company Accounting Oversight Board on auditor attestation. Best practices relating to internal controls are examined and recent coverage includes SEC guidance and PCAOB Auditing Standard No. 5, adopted in May 2007 Order from Amazon TODAY —> Guide to Internal Controls Under Section 404 of the Sarbanes-Oxley ACT Share and Enjoy:  Read More →

Product Description The Sarbanes-Oxley Act (SOX) was passed in 2002 in response to a series of high-profile corporate scandals and requires that public companies implement internal controls over financial reporting, operations, and assets; these controls depend heavily on installing or improving information technology and business methods Written by one of the most visible personalities on the tech-biz side of the SOX discussion, this highly readable, engaging book provides a clear road map for integrating SOX compliance into the fabric of everyday IT infrastructure and business practice Shows the reader how to leverage and use service-oriented architecture (SOA), a set of technologies that enables interoperation of heterogeneous computer systems, to achieve the level of internal controls over IT that SOX mandates Order from Amazon TODAY —> The Joy of SOX: Why Sarbanes-Oxley and Services Oriented Architecture May Be the Best Thing That Ever Happened to You Share and Enjoy:  Read More →

Product DescriptionThis research report explores how the Sarbanes-Oxley Act of 2002 is impacting internal auditors, public accounting firms, and public companies – all of which play a vital role in shaping the internal audit environment. Sarbanes-Oxley is probably the most significant law affecting public companies and public accounting firms since the passage of the Securities Exchange Act of 1934. It is truly a paradigm shift for those companies and accounting firms that have had to implement major changes in their organizations and how they do business. This research report will: - Provide an overview of the Sarbanes-Oxley Act, the research objectives, research methodology, and its impact on the profession. - Include individual case studies that summarize the impact of the Sarbanes-Oxley act on parties affected, as well as the interactions that occur. - Illustrate how unprecedented opportunities have arisen for internal auditors to increase their visibility, status, and value in their companies. - Encourage you to take a proactive role in Sarbanes-Oxley activities, making internal audit a valuable part of the company’s movement toward Sarbanes-Oxley compliance. - Show how internal auditors changed their image from that of the company police officers to that of company partners. Order from Amazon TODAY —> Changing Internal Audit Practices in the New Paradigm: The Sarbanes-Oxley Environment Share and Enjoy:  Read More →